In addition, our firm is a Registered Investment Advisor (RIA). As such, we must comply with a host of regulations designed to protect the consumer. One important question you should always ask when considering a financial planner’s services: “May I please have a copy of your ADV Part II?” This document contains important information about the planner’s qualifications, fiduciary duties, history of any past violations, etc. We would be happy to send you a copy of our ADV Part II. Please contact us to request your copy.